Regulation. Transparency. Accountability.
Operating under the supervision of the U.S. Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN), BlueCrest Capital Management Ltd (U.S.) upholds the highest standards of investor protection, compliance governance, and operational integrity.
Regulatory Overview
Our Licensing & Oversight
BlueCrest Capital Management Ltd (U.S.) is a fully regulated investment management firm operating within the U.S. federal securities and financial framework.
Authority | License / Registration | Scope |
U.S. Securities and Exchange Commission (SEC) | Registered Investment Entity | Authorized to provide institutional investment management and advisory services under U.S. securities laws |
Financial Crimes Enforcement Network (FinCEN) | Money Services Business (MSB) License | Registered to conduct financial operations with full AML / CFT compliance and reporting obligations |
Good Standing Status – Active registrations confirmed with both agencies.
Verification: SEC.gov • FinCEN.gov
Disclosure Documents
Publicly Available Disclosures
We maintain transparent disclosure of all required documents for institutional review and regulatory due diligence.
Available Documents:
- SEC Registration Summary (Form ADV Part 1A / 2A)
- MSB License Certificate (FinCEN)
- Firm Brochure & Compliance Manual
- Privacy Policy & Data Usage Notice
- Business Continuity & Disaster Recovery Plan
- Complaints Handling Policy
Certain documents are available exclusively to qualified or institutional investors upon request.
Privacy & Data Protection
Safeguarding Your Information
We are committed to protecting all client and counterparty data through strict confidentiality, encryption, and limited-access protocols.
Our Privacy Policy aligns with:
- U.S. Federal Privacy Regulations
- GDPR (where applicable to EU-based clients)
- California Consumer Privacy Act (CCPA)
Investor Eligibility
Service Availability
In compliance with U.S. federal securities law, services offered by BlueCrest Capital Management Ltd (U.S.) are restricted to:
- Institutional investors
- Family offices
- Qualified purchasers and accredited investors
We do not solicit or provide services to retail investors or individuals not meeting SEC qualification standards.
Risk Disclosures
Understanding Investment Risks
All investments involve risk, including potential loss of principal. Market conditions, interest rate movements, currency fluctuations, and geopolitical events can impact performance.
Past performance does not guarantee future results.
No material on this website constitutes investment advice or an offer to sell securities.
Investors should review all offering documents, risk factors, and suitability criteria before participating in any strategy.
Legal & Compliance Contact
Compliance Inquiries
For regulatory or compliance-related questions, please contact:
📩 compliance@bluecrestus.com
Our Compliance Department will respond to institutional inquiries within 2–3 business days.
BlueCrest Capital Management Ltd (U.S.) is registered with the U.S. Securities and Exchange Commission (SEC) and licensed by FinCEN as a Money Services Business (MSB).
This page is for informational purposes only and does not constitute investment advice, solicitation, or an offer of securities.
Access to certain documents and services is limited to qualified institutional investors under applicable regulations.